Effective Auditing and Monitoring and Best Practice Tips for Responding to Internal Misconduct and Conducting Internal Investigations

After an organization has established a compliance program tailored to its structure and risks, misconduct can still occur. Compliance officers must ensure the company’s compliance program has appropriate auditing, monitoring, and response mechanisms, including internal investigations and remediation capabilities, in order to effectively detect compliance risks and program vulnerabilities and prevent wrongdoing. This webinar reviews the oversight tools and techniques that every compliance program should incorporate, as well as best practices for implementing and responding to compliance-related violations and other misconduct.