FINANCIAL PRODUCTS AND SERVICES
The following highlights are representative of our practice in this area:
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Investment bank
Integration of banking, securities, and investment businesses
Integrated the client's bank products and services with securities brokerage and investment advisory lines of business. more »
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Large broker-dealer
Deposit sweep arrangements
Designed and documented deposit sweep arrangements for available cash in customer brokerage accounts. more »
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Private bank
Private investment funds
Developed, designed, and documented numerous private investment funds in limited liability company form. more »
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Hellman & Friedman and Texas Pacific Group
Acquisition of Linsco/Private Ledger (LPL Financial Services)
Represented Hellman & Friedman and Texas Pacific Group in joint $2.5 billion acquisition of Linsco/Private Ledger (LPL Financial Services) more »
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Trust company subsidiary of investment management firm
Collective investment funds
Designed and prepared documentation for common trust funds and pension collective investment funds more »
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Major university
On-line tuition and fee billing service
Designed and documented disclosures for on-line tuition and fee billing service. more »
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Large state chartered bank
Health savings accounts
Developed health savings accounts tied to investment products and accessed through a health benefit debit card. more »
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Large money transmitter company
International money transmitter card
Provided compliance and money laundering counseling to this client in its development, of a MasterCard international money transmitter card to be issued to customers at retail stores. more »
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Large state chartered bank
State government benefit card and a payroll card
Designed and documented disclosures for offering of a VISA-logoed state government benefit card and a payroll card to be issued to customers and used at participating merchants. more »
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Government agency
Web site e-commerce
Assisted in designing and documenting an on-line bill payment system and other electronic services on the entity's web-site. more »
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Small community bank
New checking account benefit
Redesigned and documented a new benefit checking account that has interest tied to debit card use more »
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Major convenience store chain
Expanded ATM-type machine financial services
Analyzed state and local issues arising from the offering of various financial services in convenience stores through an expanded ATM-type machine, including check-cashing and money orders. more »
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Major convenience store chain
Reloading prepaid debit cards
Negotiate vendor agreements and resolve state law issues arising from convenience stores reloading prepaid debit cards more » |
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Investment Industry Association of Canada
Cross-border transaction CFTC swaps rules
Represented client in connection with its comment letter concerning the U.S. CFTC's proposed guidance on the application of swap rules to cross-border transactions. more »
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GMP Capital Inc.
Acquisition of Miller Tabak Roberts Securities, LLC
Represented a publicly traded Canadian investment dealer in GMP’s acquisition of Miller Tabak Roberts Securities, LLC, a New York-based broker-dealer. more »
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