D. Grant Vingoe is a partner in the New York office of Arnold & Porter LLP. He concentrates his practice in cross-border securities transactions and financial services regulation. Mr. Vingoe has been deeply involved in regulatory policy matters for the Canadian securities industry. He has represented numerous non-US issuers and underwriters in US public offerings and private placements. He has established many financial services affiliates for non-US banks and brokerage firms. He also advises these firms on ongoing compliance, governance, and risk management issues. He has also advised senior management of International stock exchanges and self-regulatory organizations concerning regulatory policy matters and cross-border business initiatives. Additionally, he has received the ICD.D director certification from the Institute of Corporate Directors.
Guest lecturer on US securities law in the Osgoode Hall Law School LL.M Program
Previously an independent director and chair of the Governance Committee of the Investment Industry Regulatory Organization of Canada (IIROC), Canada's investment industry self-regulatory organization
Previously an independent director and chair of the Governance Committee of Market Regulation Services Inc., the self-regulatory organization for trading activities on Canadian marketplaces, later merged with IIROC.
Appointed in 1999 to a term with the Ontario Securities Commission Securities Advisory Committee
Member, Securities Industry and Financial Markets Association, Compliance & Legal Society
Member, Ontario Bar Association, Securities Law Subcommittee
Member, Atlantic Council of Canada
Member, Institute of Corporate Directors
Member, National Society of Compliance Professionals
Board Chair, Reach the World, a New York-based nonprofit that uses a mixture of computer-based and real time connections with sponsored travelers and class visits to enhance elementary and secondary student knowledge of the world beyond their neighborhoods.