Upton Au focuses his practice on structured finance and commercial lending transactions.

Before joining Arnold & Porter, he practiced at another international law firm, where he represented arrangers in collateralized loan obligation transactions. Before that, he worked in the Legal and Compliance Division at Morgan Stanley, where he provided compliance coverage of third-party and inter-affiliate outsourcing and of broker-dealer operations.

Mr. Au received his law degree from Brooklyn Law School in 2014, where he was an Articles Editor of the Brooklyn Law Review. He earned a Bachelor of Arts degree in Economics and Philosophy from Williams College in 2007.


  • JD, Brooklyn Law School, 2014
  • BA, Williams College, 2007
  • New York

Email Disclaimer