Securities Enforcement and Litigation

Hedge Funds and Private Equity

Hedge fund and private equity clients benefit from our extensive securities enforcement and litigation resources and experience, as well as from our experience representing such clients in transactional and regulatory matters.

Our attorneys have represented a wide array of industry participants, including hedge funds and their managers, private equity firms, brokerage firms, and investment advisers, in regulatory investigations before the SEC, FINRA, and CFTC. We also have represented these clients in arbitrations before FINRA, the National Futures Association (NFA), and other tribunals, as well as in federal and state court lawsuits.

In addition, our experience includes handling fiduciary and corporate governance-related litigation in the Delaware courts and elsewhere, and we provide litigation assistance to clients in connection with commercial disputes, including investor litigation, asset recovery, employment disputes, and other matters.

We also counsel clients in connection with activist investing considerations and strategies.


Regulation of Big Data Use and Personal Data Privacy: The SEC and California Make Data a Priority Focus in 2020
The Future of Your Practice: Deciding Whether to Partner with Private Equity or Grow Through Strategic Acquisitions
Speaker, American Society of Ophthalmic Administrators (ASOA), 2019 Annual Meeting, San Diego, CA
Arnold & Porter Discusses Insider Trading’s Personal Benefit Test After Martoma, Gupta, and Other Recent Cases
CLS Blue Sky Blog
Past, Present, and Future: Insider Trading's Personal Benefit Test After Martoma, Gupta, and Other Recent Cases
Testing the Limits of Morrison
Harvard Law School Forum on Corporate Governance and Financial Regulation


U.S. News & World Report and Best Lawyers
"Best Law Firms" for Securities Litigation (2011-2020)
"Best Law Firms" for Securities Regulation (2011-2020)
The Legal 500 US
Securities: Shareholder Litigation (2014-2016)
Chambers USA
Securities: Regulation (Nationwide) (2010-2016)

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