Compliance and Legal Society San Francisco Regional Seminar

August 1, 2013
San Francisco, CA

This one day seminar will feature presentations by leading securities regulators and industry professionals.

Topics Include:

  • AML - New trends and areas of focus
  • Arbitration & Litigation Update 
  • "Where was Compliance?" - Keeping up with changing and conflicting priorities 
  • KYC & Suitability - Institutional & retail post implementation experiences
  • Regulatory Priorities 

Meet the Speakers

Gilbert R. Serota
Senior Counsel
Arnold & Porter
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