Hawke Quoted in Law360 on SEC AML Enforcement

July 26, 2021

Securities and Enforcement Litigation partner Daniel M. Hawke was quoted in an article from Law360 discussing a recent petition filed with the Supreme Court challenging the SEC's anti-money laundering (AML) enforcement practices. Hawke, a former head of the SEC's Market Abuse Unit, comments on whether the Supreme Court will grant certiorari to Alpine Securities' challenge to a Second Circuit decision upholding the SEC's authority to enforce Securities Exchange Act Rule 17a-8 against broker dealers who fail to file, or file insufficient, Suspicious Activity Reports under the Bank Secrecy Act.

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