Skip to main content

Hawke Quoted in Law360 on SEC AML Enforcement

July 26, 2021

Securities and Enforcement Litigation partner Daniel M. Hawke was quoted in an article from Law360 discussing a recent petition filed with the Supreme Court challenging the SEC's anti-money laundering (AML) enforcement practices. Hawke, a former head of the SEC's Market Abuse Unit, comments on whether the Supreme Court will grant certiorari to Alpine Securities' challenge to a Second Circuit decision upholding the SEC's authority to enforce Securities Exchange Act Rule 17a-8 against broker dealers who fail to file, or file insufficient, Suspicious Activity Reports under the Bank Secrecy Act.

» Read the full article (subscription required).