Skip to main content

Hawke Quoted in Law360 on SEC Enforcement Trends to Watch in 2023

January 4, 2023

Securities Enforcement & Litigation partner Daniel Hawke was quoted in a Law360 article that discusses the key areas of SEC enforcement to watch in 2023. The story highlights the SEC’s continuing focus on enforcement on cryptocurrency, ESG, record keeping and insider trading. Hawke noted that cryptocurrency would remain a centerpiece of the enforcement program and that the commission is likely investigating smaller brokerage firms regarding their preservation of off-channel communications.

» Read the full article(subscription required).