2014 Legal and Legislative Issues Conference

This day and a half conference is a valuable forum for banking and securities attorneys, senior compliance officers and regulators providing for an exchange of information, ideas and experiences on current "hot topic" regulatory and legislative/agency initiatives. The focus is on high-level discussion of evolving banking and securities law, enforcement proceedings, financial holding company issues, securities underwriting and distribution, capital markets regulation and public finance, including a panel of general counsels from the banking, securities and commodities regulatory agencies.