×
News

U.S. Securities Law - What Canadian Practitioners Need to Know

January 29, 2007
Downtown Toronto Conference Center, 1 Dundas St. W., 26th Floor
Toronto, Canada
By Richard E. Baltz

This intensive course will give you a comprehensive and up-to-date understanding of U.S. securities regulation. Topics include:

  • Comparison between Canadian and U.S. securities legislation and regulation
  • Recent regulatory developments in the U.S securities industry
  • The role of the Securities and Exchange Commission
  • Canadian income trust offerings by U.S. companies
  • Private placement techniques
  • Continuous reporting obligations
  • Registration of public offerings and form requirements
  • Employee stock purchase plans and blue-sky requirements
  • The effect of SOX and Canadian/U.S. differences
  • How the role of the SEC and Canadian securities commissions differ in a contested takeover
  • Trends and developments in U.S. securities litigation and class actions
Find more content tagged:

Stay up-to-date with the latest topics from the firm.

Email Subscriptions RSS Feed (All Perspectives) RSS Feed (News Only)

Meet the speakers

Richard E. Baltz
Richard E. Baltz
Senior Counsel
Arnold & Porter
richard.baltz@arnoldporter.com
VCard

Related Articles

October 16, 2018
Negotiating the M&A Deal: A Mock Negotiation of a Corporate Acquisition
New York
Thursday, March 16, 2017
The OCC Fintech Charter—Opportunity with a Twist
New York
Wednesday, March 8, 2017
Executive Liability—Legal Issues and Financial Risks
January 19, 2017
19th Annual Global Airfinance Conference
January 12, 2017
Negotiating the Public Company Merger Agreement
November 17, 2016
Greenberg to Speak on Latest M&A Issues
November 3, 2016 - November 4, 2016
Greenberg to Co-chair the ABA’s 2016 National
M&A Institute
October 25, 2016
Greenberg to Participate in Mock Negotiation of an M&A Deal at Columbia Law School
September 20, 2016
Jungermann to Discuss German Corporate
Compliance Management Systems at the FBA
September 9, 2016
Greenberg to Discuss M&A Negotiating at ABA Business Law Section Annual Meeting
August 18, 2016
Greenberg to Speak on M&A Negotiations
June 22, 2016
Kaye Scholer to Host Base Erosion and Profit Shifting (BEPS) Seminar
VIDEO: Cybersecurity and Privacy Panel
May 24, 2016
Kaye Scholer to Host Cybersecurity and Privacy Panel
April 22, 2016
Freier Presents to Licensing Executive Society’s Life Sciences Working Group
March 29, 2016
Culhane to Speak at NYSBA Private Investment Funds Subcommittee Meeting
March 14, 2016
Greenberg, Stoldt and Adler to Participate in Mock Negotiation of an M&A Deal at Cornell Law School
March 10, 2016
Frankfurt Office to Host “Economization” Seminar
February 23, 2016
Greenberg to Participate in Mock Negotiation of an M&A Deal at Stanford Law School
February 10, 2016
Canner and Benson Present at NBI Seminar on LLC Operating Agreements
Tuesday, February 9, 2016
EU Life Sciences Legal Update: Key Issues for Doing Business in Europe
Cambridge
January 20, 2016
Equity and Investment Panel
Dublin
January 14-15, 2016
Greenberg to Speak at PLI’s M&A 2016 Trends and Developments Seminar
London to Participate in Corporate Benefit Plan Symposium
November 12-13, 2015
Greenberg to Co-chair ABA’s Negotiating Business Acquisitions 2015 Seminar
Golodner to Address Breach Diligence at Investment Company Institute Cybersecurity Forum
October 28, 2015
Greenberg to Participate in Mock Negotiation of an M&A Deal at Columbia Law School
October 15-16, 2015
Greenberg to Discuss Private Company Deal Negotiation at UT Law’s M&A Institute
Kaye Scholer Alumni Gathering - CLE Presentations
August 26, 2015 - August 26, 2015
Lending to Series of LLCs: Navigating UCC and Bankruptcy Code Risks and Providing Closing Opinions
Fritz to Address Top Automotive Executives on “Duties and Risks of Management . . .”
Koval, Golodner Host “Cybersecurity and Data Privacy: Transatlantic Business Issues”
May 5, 2015
Form S-8: Share Counting, Fee Calculations & Other Tricks of the Trade
Webinar
April 27–28, 2015
Frankle to Participate in PLI’s Acquiring/Selling Privately Held Companies Event
April 14, 2015
Kaye Scholer to Sponsor ACC Life Science M&A Event
February 4, 2015
Joel Greenberg to Participate in Mock Negotiation of an M&A Deal at Stanford Law School
January 23, 2015
Diane Holt Frankle to Participate in Berkeley Law’s “Antitrust, Governance and M&A 2015: Challenges & Conundrums for the West Coast” Conference
January 15, 2015
Diane Holt Frankle to Moderate Activist Shareholders Panel for Silicon Valley Directors’ Exchange
November 24, 2014
Diane Holt Frankle to Speak on “Women in M&A Practice” at Berkeley Law
October 24, 2014
Alice Young Participates on Corporate Governance Panel at Harvard Law School
October 24-25, 2014
Diane Holt Frankle Co-Chairs ABA Business Law Section’s 2014 Delaware Business Law Forum
October 21, 2014
Greenberg to Participate in Mock Negotiation of an M&A Deal at Columbia Law School
May 10, 2014
Diane Holt Frankle to Speak on “Protecting Value in M&A Transactions” during Inter-Pacific Bar’s “Sustainability in a Finite World” Conference
April 15 & 17, 2014
Farhad Jalinous, Yingxi Fu-Tomlinson and Brandt Pasco Speak on CFIUS and Export Control at Beijing and Shanghai Seminars
April 12, 2014
Diane Frankle to Speak on "Women in Mergers and Acquisitions" at the ABA Business Law Section Spring Meeting
April 4, 2014
Diane Holt Frankle to Speak at Berkeley Business Law Journal/Berkeley Center for Law, Business and the Economy Symposium on Shareholder Activism
March 27 – 28, 2014
Diane Holt Frankle to Speak at Tulane University Law School’s 26th Annual Corporate Law Institute
February 24, 2014
Greenberg to Participate in Mock Negotiation of an M&A Deal at Stanford Law School
January 30, 2014
Joel Greenberg to Participate in DealLawyers.com Webcast “How to Sell a Division: Nuts & Bolts”
January 9, 2014
Diane Holt Frankle to Speak at PLI’s “Silicon Valley Corporate Law Update: Start-Ups, Financings, IPOs, M&A”
November 21, 2013
Diane Frankle to Speak at Silicon Valley Director’s Exchange “Stock Buybacks: Smart or Foolish?”
November 14, 2013
Diane Frankle to Speak at ACG’s “Large Companies Reinventing and Growing Through M&A”
November 14 – 15, 2013
Joel Greenberg to Co-Chair the ABA’s 18th Annual National Institute on “Negotiating Business Acquisitions”
November 5, 2013
Kaye Scholer Lawyers Participate in CLE Webinar on “Risk Management for In-House Counsel”
October 10, 2013
Greenberg to Participate in Mock Negotiation of an M&A Deal at Columbia Law School
September 24, 2013
Joel Moser to Speak at Africa investor’s CEO Institutional Investment Summit 2013 (New York)
July 2, 2013
Simon Firth to Speak at Launch of IFI Global’s Alternative Domicile Intelligence
20 June, 2013
Investment Funds Seminar: Understanding the Changing Landscape of UK Taxation
June 19, 2013
Z Scott, Alan Salpeter and Diane Frankle Present to the North Shore General Counsel Association on Crisis Management
May 1, 2013
Diane Frankle to Speak at PLI’s “Acquiring or Selling the Privately Held Company 2013”
April 24, 2013
Simon Firth to Speak at the IIR Hedge Fund Startup Forum
April 17, 2013
Joel Moser to Moderate Panel at Infrastructure Journal’s Institutional Investor Forum 2013 (London)
April 10 & 16, 2013
Farhad Jalinous and Yingxi Fu-Tomlinson Present at Conference Hosted by China’s PRC Bureau of National Defense Science and Technology
April 6, 2013
Joel Greenberg and Farhad Jalinous to Speak at ABA Business Law Spring Section Meeting
March 14, 2013
Joel Greenberg to Participate in Mock Negotiation of an M&A Deal at Columbia Law School
March 12, 2013
Diane Frankle to Speak at ABA Webinar “Acquisition of Public Companies: Insights from the 2012 Strategic Buyer-Public Target Deal Points Study”
February 26, 2013
Diane Frankle and Joel Greenberg to Speak at ACG’s “M&A Dealmakers Circle”
February 25, 2013
Joel Greenberg to Participate in Mock Negotiation of an M&A Deal at Stanford Law School
February 15, 2013
Diane Frankle to Speak on “Building a Strong Relationship With the Board” at Sunnyvale Seminar
February 7, 2013
Simon Firth to Speak at Global Fund Domiciles & Governance Forum 2013 in London
February 7, 2013
Diane Holt Frankle to Speak at Corporate Directors Forum in San Diego
January 24, 2013
Diane Holt Frankle to Moderate Discussion on Board of Directors in Crisis Management
January 10, 2013
Diane Frankle to speak at PLI’s Silicon Valley Corporate Law Update 2013
November 5, 2012
Diane Holt Frankle to Co-Host Women in M&A Reception
October 26 – 27, 2012
Diane Holt Frankle to Speak at ABA Business Law Section’s Delaware Business Law Forum
October 5, 2012
Stromberg, Spangler and Kao Will Present Webinar on Changing Landscape for Private Equity Investments
September 21, 2012
“Ninth Annual Institute on Corporate, Securities and Related Aspects of Mergers and Acquisitions” (Dickinson School of Law at Penn State and the New York City Bar)
September 11, 2012
Frankfurt MedTech Event – Life Sciences Networking Evening
August 5, 2012
Diane Frankle to Speak at the American Bar Association’s Annual Meeting on “Common Mistakes of M&A Practitioners”
May 30, 2012
Diane Frankle Speaks at ABA Webinar “Trends in the Acquisition of Public Companies: Insights from the 2011 Strategic Buyer-Public Target Deal Points Study”
May 24, 2012
Andres Liivak to Moderate the Finance and Deal Making Panel at Knowledge for Growth Life Sciences Conference
May 15, 2012
Frankfurt MedTech Event – Life Science Networking Evening
May 9, 2012
Diane Frankle Speaks at PLI’s Acquiring or Selling the Privately Held Company 2012
May 9, 2012
Fred Marcusa to Moderate discussion on “French-American Military Cooperation & the Impact of the 2012 Elections”
March 27, 2012
Antitrust Update for Corporate Practitioners
March 6, 2012
Diane Holt Frankle Speaks at Webinar on Negotiating the Termination Provisions in a Public Company Acquisition Agreement
February 8, 2012
“Negotiating the M&A Deal: A Mock Negotiation of a Corporate Acquisition” (Stanford Law School, Stanford, CA)
January 26, 2012
Fred Marcusa Speaks at Argyle Conference “2012 Leadership in Corporate Divestitures and Acquisitions,” Participates in Interview
October 13 – 14, 2011
“Eighth Annual Institute on Corporate, Securities and Related Aspects of Mergers and Acquisitions” (Dickinson School of Law at Penn State at the New York City Bar, New York, NY)
September 21 – 23, 2011
Joel Greenberg, Diane Holt Frankle and Farhad Jalinous Will Speak at ABA Business Law Section’s Global Business Law Forum
September 21, 2011
What is the price of doing business in the US?
September 20, 2011
Financing Strategies for Mid-Market Companies 2012 Seminar
August 7, 2011
“Change of Control Transactions Involving Dual-Class Share Structures” (ABA 2011 Annual Meeting, Toronto, Canada)
July 15, 2011
Thomas Stromberg and Michael Messersmith Presented Webinar on “Debt Restructuring Insights & Best Practices for CEOs of VC-Funded Companies”
May 10 – 11, 2011
Diane Holt Frankle Speaks at PLI’s Acquiring or Selling the Privately Held Company 2011
April 14, 2011
WEBCAST: The Government's Current Focus on Insider Trading
New York
April 14 – 16, 2011
Diane Holt Frankle Leads Panel at the 2011 ABA Business Law Section, Spring Meeting
February 22, 2011
Jungermann Spoke about Corporate Compliance With a Focus on Anti-Corruption and Antitrust Laws
December 2, 2010
WEBCAST: Implications of the Dodd-Frank Act for Non-US Banking Organizations, Securities Firms, and Other Financial Companies
November 4-5, 2010
National Institute on Negotiating Business Acquisitions (ABA Section of Business Law, Las Vegas, NV)
October 26, 2010
"Negotiating the M&A Deal: A Mock Negotiation of the Acquisition of a Privately Held Company" (Columbia Law School, New York, NY)
October 7-9, 2010
"Seventh Annual Institute on Corporate, Securities and Related Aspects of Mergers and Acquisitions" (Dickinson School of Law at Penn State at the New York City Bar, New York, NY)
September 30 - October 1, 2010
6th Annual Mergers & Acquisitions Conference (University of Texas School of Law, Houston, Texas)
May 3, 2010
“M&A Negotiation Trends and Practices in U.S. and Asian Private Target, Public Target and LBO Deals,” Inter-Pacific Bar Association 20th Annual Conference (Singapore)
March 3, 2010
Asia M&A Forum (Inter-Pacific Bar Association and the International Financial Law Review, Hong Kong, China)
November 12–13, 2009
14th Annual National Institute on Negotiating Business Acquisitions (ABA Section of Business Law, New Orleans, LA)
October 27, 2009
"Negotiating the M&A Deal: A Mock Negotiation of the Acquisition of a Privately Held Company" (Columbia Law School, New York, NY)
October 15-16, 2009
5th Annual Mergers & Acquisitions Conference (University of Texas School of Law, Dallas, Texas)
September 23-25, 2009
"Sixth Annual Institute on Corporate, Securities and Related Aspects of Mergers and Acquisitions" (Dickinson School of Law at Penn State at the New York City Bar, New York, NY)
June 24, 2009
PODCAST: Executive Compensation--Responding to Increased Scrutiny and the Down Market
June 10, 2009
Association of Asian American Investment Managers' 2009 National Conference: "New Reality, Fresh Perspectives"
New York
June 9, 2009
"Pharmaceutical and Biotechnology Transactions in the Current Economic Environment" (Client Presentation)
May 14, 2009
Using Private Equity and Hedge Fund Structures and Strategies to Invest in Distressed Assets - Part II
May 12, 2009
Section 363 Bankruptcy Sales: Credit Bids and Distressed Asset Transactions — Legal Strategies for Buyers and Lenders
April 21, 2009
Fundamentals of US Securities Law
Toronto
April 7, 2009
UCITS for Hedge Fund Managers
April 2, 2009
Using Private Equity and Hedge Fund Structures and Strategies to Invest in Distressed Assets
February 17, 2009 - February 18, 2009
The Canadian Institute's 19th Annual Securities Superconference
Toronto
February 12, 2009
ABA Mergers & Acquisitions and Corporate Governance Committees Presentation on Proposed Acquisition of BCE
October 21, 2008
"Negotiating the M&A Deal: A Mock Negotiation of the Acquisition of a Privately Held Company" (Columbia Law School, New York, NY)
October 2-3, 2008
4th Annual Mergers & Acquisitions Conference (University of Texas School of Law, Houston, Texas)
September 24-26, 2008
"Fifth Annual Institute on Corporate, Securities, and Related Aspects of Mergers and Acquisitions" (Dickinson School of Law at Penn State at the New York City Bar, New York, NY)
July 15, 2008
How to Handle Hedge Fund Activism
June 25, 2008
Derek Stoldt Presented "What's Market" Survey to Illinois Venture Capital Association
May 30, 2008
ABA Section of Business Law Global Business Law Conference in Frankfurt
May 15, 2008 - May 16, 2008
Accountants' Liability
San Diego
April 27, 2008 - April 30, 2008
Inter-Pacific Bar Association 18th Annual Conference: Many Borders. One World.
Los Angeles
March 11, 2008 - March 13, 2008
AdvaMed 2008 Annual Meeting
La Quinta
March 11, 2008 - March 12, 2008
2008 Montgomery Technology Conference
Santa Monica
March 5, 2008
Asia M&A Forum (Inter-Pacific Bar Association and International Financial Law Review, Hong Kong)
November 19, 2007
Hedge Fund Enforcement Issues and Regulatory Developments 2007
New York
November 14, 2007 - November 15, 2007
9th Annual Canadian Private Equity & Hedge Funds Summit
Toronto
2007
“Negotiating the Acquisition of a Private Company” (Columbia Law School, New York, NY)
October 15, 2007 - October 16, 2007
Fourth Annual Institute on Corporate, Securities, and Related Aspects of Mergers and Acquisitions
October 4, 2007 - October 5, 2007
3rd Annual Mergers & Acquisitions Conference (University of Texas School of Law, Dallas, Texas)
2007
“The M&A and Acquisition Finance Markets: Recent Developments and Implications for Practitioners” (ABA Center for Continuing Legal Education Teleconference)
May 11, 2007
Annual Meeting of the Corporate Counsel Section of the North Carolina Bar Association (conference topic: Hot Button Issues Facing Corporate Counsel)
May 7, 2007
Estimating Damages in Securities Litigation
New York
February 13, 2007
Managing Risks through Good Corporate Governance: Lessons Learned from Options Backdating
January 30, 2007
Canadian Securities Law Update - 2007, Strategies for Dealing with a Changing Landscape, Critical Regulatory and Case Law Updates
Toronto
March 13, 2006 - March 14, 2006
National Forum on Defense Industry Compliance
Washington

Email Disclaimer

Reject Accept