Anthony Raglani to Moderate Panel at IIB Regulatory Compliance Conference

IIB’s Regulatory Compliance Conference is a full-day conference featuring senior prudential and market regulators who share their perspectives on regulatory priorities, supervisory expectations, and enforcement trends. Attendees also hear from private-sector experts on the latest compliance developments and emerging issues affecting internationally headquartered financial institutions, as well as best practices for building effective compliance frameworks.

Anthony Raglani will be moderating a panel on “Divided Loyalties: Ethics, Conduct & Conflict of Interest Management in the Current Regulatory Environment,” featuring industry experts and compliance officers who will discuss best practices for addressing and managing employee ethics, conduct, and conflicts of interest, including lending, client entertainment, gift acceptance, expenses, vendor selection, and prediction market activity.