Broker-Dealer & Investment Adviser
Arnold & Porter provides a full range of legal services to broker-dealers and other financial intermediaries. Our clients include international, national, regional, and specialty broker-dealer firms. Our Broker-Dealer lawyers also work closely with other practice areas, including Financial Services, Investment Management, Corporate and Finance, Litigation, Mergers & Acquisitions, Legislative and Public Policy, Labor & Employment, and Antitrust law, allowing us to provide comprehensive advice to broker-dealers and diversified financial services companies.
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