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Enforcement Edge
January 26, 2023

Supreme Court DIGs In Re Grand Jury

Enforcement Edge: Shining Light on Government Enforcement

Earlier this month, when lawyers for an unnamed law firm argued at the Supreme Court for a more expansive approach to the attorney-client privilege, Justice Elena Kagan called it “a big ask.” Later, during oral argument, she quipped of the current approach, “if it ain’t broke, don’t fix it.” This sentiment may have won out. On Tuesday, the Court dismissed the case, In Re Grand Jury, as improvidently granted.

This relatively rare maneuver, often abbreviated as a “DIG” in appellate lingo, amounts to a retraction of certiorari, cementing in place the lower court’s ruling as if certiorari had been denied from the outset. As is the case here, the Supreme Court rarely explains its reasons for a DIG.

Court watchers speculate that the Justices will DIG a case when the facts present a less optimal vehicle for resolution of the legal question than originally appreciated. The petitioner in In Re Grand Jury sought privilege protections for dual-purpose communications (those serving both legal and business purposes) so long as the legal purposes were “significant.” But the case may have involved too indefinite a set of facts for the Justices to comfortably draw a conclusion of law. Because the appeal stems from the proceedings of a grand jury, many of the facts—from the documents at issue to the identity of the petitioner law firm—remain confidential.

Of course, nobody outside of the Court knows the true reason for the DIG. Perhaps the Justices will again grant certiorari on the question of dual-purpose communications when a case offers a more developed factual foothold for the law to rest on.

For now, the Ninth Circuit, where the case originated, and the majority of federal circuits to consider the question, will continue to employ a “primary purpose” test in assessing whether attorney-client privilege attaches to dual-purpose communications. This test instructs courts to locate the primary or predominate purpose of a communication between lawyer and client. When that primary purpose is legal in nature, the privilege prevails. When business or other concerns predominate, the privilege is unavailable.

Only the DC Circuit, in an opinion authored by then-Judge Kavanaugh, In re Kellogg Brown & Root, Inc., 756 F.3d 754 (2014), varies from the consensus. Kellogg holds that privilege exists where “solicitation of legal advice was one of the material purposes of the communication.” Id. at 760 (emphasis added). But the scope of Kellogg—whether it should be the default rule or simply a tiebreaker when a communication’s single, primary purpose is elusive—was the subject of debate in In Re Grand Jury. With the Court’s dismissal of the case, resolution of that debate awaits another day.

* Austin Reagan contributed to this blog. Mr. Reagan is a graduate of Yale Law School and is employed at Arnold & Porter's Washington, DC office. Mr. Reagan is not admitted to the practice of law in Washington, DC.

© Arnold & Porter Kaye Scholer LLP 2023 All Rights Reserved. This blog post is intended to be a general summary of the law and does not constitute legal advice. You should consult with counsel to determine applicable legal requirements in a specific fact situation.